Application Deadline: 08/14/2026 Address: 151 W 42nd Street Job Family Group: Audit, Risk & Compliance **Please note that this is a hybrid work arrangement - 3 days in the office each week is the expectation** Our team is a growing Fixed Income, Currencies, and Commodities ("FICC") Compliance group in New York, with this role focused on Swap Dealer and Security-Based Swap Dealer requirements and corresponding oversight. We seek a candidate to work closely with the relevant Lines of Businesses ...
Application Deadline: 08/14/2026 Address: 151 W 42nd Street Job Family Group: Audit, Risk & Compliance The Capital Markets Senior Compliance Officer will assist in the effective implementation, maintenance and administration of the Capital Markets Compliance Program. The role provides compliance advisory services, coordinates and performs ongoing risk assessment, monitoring and surveillance activities to ensure that the Compliance Program remains current and aligned with the Firm's Enterprise-wide ...
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