Application Deadline: 06/19/2026 Address: 151 W 42nd Street Job Family Group: Audit, Risk & Compliance The Capital Markets Senior Compliance Officer will assist in the effective implementation, maintenance and administration of the Capital Markets Compliance Program. The role provides compliance advisory services, coordinates and performs ongoing risk assessment, monitoring and surveillance activities to ensure that the Compliance Program remains current and aligned with the Firm's Enterprise-wide ...
Application Deadline: 06/18/2026 Address: 320 S Canal Street Job Family Group: Audit, Risk & Compliance The Enterprise Compliance Program Management (ECP) is a central compliance governance function that establishes, implements, and administers frameworks/processes that support the Compliance function. The Senior Compliance Officer/Quality Assurance position will support the activities related to the implementation, maintenance, and administration of the Compliance Program. This role ...
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